Category Archives: Politics

The development of the franchise in England

Serious  disquiet  with the  Commons’ electoral  qualifications, provisions  and practices began  in  Elizabeth’s reign and reached  its highest  pitch,  prior to the 1640s, during the years 1621  to  1623.

The discontent  was provoked primarily by the situation  in  the  boroughs rather  than  the  counties,  Since 1430,  the  county electorate had  been  restricted to the  forty shilling  freeholder,  which qualification had become  almost sacrosanct  by  the end of  the sixteenth century  –  only  one  proposal before  the  1640s (in  1621) was made to  raise  or  lower it. Tudor  inflation  had  greatly  lowered the barrier  it  represented (40 shillings  in  1600 was worth perhaps 15  shillings  at  1430 values)  and it  is  reasonable to  suppose  this   considerably  increased the  rural electorate.  Also,  there  is  evidence to suggest that the  qualification  was not always  enforced and some county electorates may have had a very broad manhood franchise indeed prior to 1640.

Borough  franchises  were anything but  uniform. In  some the whole ‘commonalty’ (all  householders)  or even  all  ’potwallers’  (men  with  their own hearths) voted.  In others the  vote  was restricted  to all taxpayers  (‘scot and  lot’),  freemen of  the  town, or those in  possession of burgage  property. In extreme cases the vote might  be restricted to the ruling  corporation.  Such discrepancies of  representation  were  aggravated  by  a distribution of  borough  seats  which  took insufficient account of the demographic changes of the past two centuries, during which  time  England’s  population  increased very  substantially, especially  during the 16th century, perhaps  by as much as a third. These facts  prepared a well mulched   political soil  for  agitation  for  more equal borough  representation, both in terms of the breadth of the franchise  and in the number of seats.

Tudor  monarchs,  not unnaturally, did  not favour larger electorates.  The existence of  ‘rotten  boroughs’  was a  source of patronage and, if  the monarch could  control the oligarchies who  returned the MP, a  means of  reducing   opposition  to  the  Crown. As  there was a significant  number  of such boroughs,  this was no small advantage to the monarch.

The  attitude of  Parliament to the franchise was mixed.  The Lords had  a similar interest to the Crown  in  distrusting broad  franchises.  The peers  often  effectively  controlled  seats in the Commons.  They also had a natural inclination to  deny  the  ‘commonality’  any voice in  the  affairs  of  the  kingdom. Conversely, it  was  obviously in the Commons’   interest  to  increase  electorates, where such increases  reduced  the Monarch’s’ and the Lord’s  opportunities for  patronage.

There  is particular  evidence that  the  Puritans favoured larger electorates,  at least in so far as it suited  their own  purposes. At  Warwick in 1586 Job  Throckmorton  was  elected after he  threatened  to invoke the right of  the ‘commonality  to vote. In  1587 John  Field  remarked  to  colleague  ‘seeing we  cannot  compass these  things by  suit or dispute,  it is the multitude and  people  that  must bring the discipline  to  pass which  we  desire.’  (J.H. Plunb.  The Growth of the electorate 1600-1715).  As Puritans displaced many court  nominees  and  the  creatures  of  aristocrats,  this  is significant  in view  of the  attitude of  the  Commons towards  electoral  qualifications between  1621 and  1628.

By  1621, the  Commons had gained  the  right  to  decide disputed  elections  and to revive lapsed borough  seats  and  even make new creations,  The  tendency  until 1628 was  to  decide in  favour of wider  franchise  and to allow  all the  ‘commonality’ to vote. At Bletchingly (1624) and Lewes  (1628)  ‘all the inhabitants,’  were  to  be   electors’,  and  at  Cirencester (1624)  all ‘resients:’.   In the  case  of Pontefract in 1624  a general  principle   was formulated:

‘There being  no certain custom  nor prescription,  who should be  the  electors and who  not, we must have recourse to  common right which,  to  this  purpose was held  to be, that more than  the freeholders only ought   to  have  voices  in  the election,  namely all  men,  inhabitants, householders  resient within the borough.’ (J.H, Plunb. The  Growth  of  the  electorate 1600-1715).

Further, in the case of Boston  (1628) it was asserted that the election of burgesses belonged by common right  to  the commoners and  only prescription  or  ‘a  constant  usage beyond all memory’ could rob them of this.  (K.  Thomas,  The  Levellers and the Franchise p.62).

It  is  true that when the Commons revived  or  created  borough seats,  they  concentrated,  as  the  Tudors  had done, on  small  towns  to  promote  their  own  advantage. But, even so, they  granted ‘scot and  lot’  franchises in  every  case (except  Weobley)  which meant that  even small  towns such  as Great  Marlow  or  Hilbourne Port had  electorate of around 200.

Bills were introduced to regulate electionsand standardise,the franchise  in 1621,  1623, 1625, 1628  and 1640, The  1621  Bill is of  particular  interest  because it proposed that the 40/- freeholder  qualification   be  increased  to  £4 and to admit  £10 copyholders  by  inheritance.  The  borough proposals add no more  than  the  various decisions  on individual  cases (in  fact  even  less), for electors were to  be  freemen except  where they  numbered  less  than  twenty-four, in which  case all  inhabitants not  in  receipt  of alms were to  be included,

In 1640  the  franchise was raised  again  by  Sir  Simonds  D’Ewes. It was he who first  uttered the idea  later made famous  by  Rainsborough ‘that the poorest man  in  England ought  to  have  a voice, that it was the  birthright  of  the subjects  of  England and all  had voices  in the  election of Knights  etc. previously.’  (K.  Thomas,  The Levellers and the Franchise p.63).

In  1641  a  bill had reached second reading but  was  then lost. D’Ewes  favoured its contents except  that he  ‘desired  that  whereas it  was provided in the  bill  that  none that  took alms should  have voices in  elections, which  I well  allowed, we  would likewise  provide that no more monopolizing  elections  might be  in cities and boroughs, that  all  men resients might have voices.’(K. Thomas, The Levellers and the Franchise p.64)

It is  also  noteworthy, both  for  its  own  sake  and the  part  it  played  in  Leveller  literature, that  many believed  that  the  Statute of  1430  had  disenfranchised  people.  William May, in 1621, said ‘Anciently,  all  the  commonality had  voice, but because such a multitude made the election tumultuous,  it was after reduced to freeholders’.  

The  religious radical William  Prynne  put it even  more plainly,’Before  this Petition  and Act  every  inhabitant and  commoner  in  each  county had voice in the election  of Knights,  whether  he  were a freeholder  or  not,  or  had  a  freehold only of one  penny, six  pence or  twelve pence by the  year  as  they  now claim of late in most cities  and boroughs where popular   elections are  admitted’  (K.  Thomas,  The Levellers and the  Franchise p.64). 

It  is a sobering  thought  that  if  the  Statute  of 1430 did disenfranchise large numbers  of  county  electors,  the  county  franchise  may  have  been  wider  in  medieval  England than it was to be again before the  end  of  the  nineteenth  century  and  conceivably  wider  than the  Franchise before the 1918 Representation of the People Act.

What  of the  position of those deemed to  be dependents: the  servants, wage-earners and  almstakers? Resident household  servants were generally  considered beyond  the  electoral pale,  although  ‘servants’ were  said  to  have voted in  the Worcestershire  county election  of  1604.   Wage-earners  certainly did so, for those  in the ‘potwaller’   and  ‘scot  and  lot’ constituencies  were granted  the    right  to  vote. Almstakers were  excluded  in the 1621   and  1640 bills,  yet at  Great  Marlow  in 1604  77  of  the  245  voters  were said to be almstakers, nine of them   inmates of  the almshouse.  In 1640 the  right  of  the Bember  inmates  to vote  was said to have  been  sustained and in 1662 the St.  Albans almsmen were said to have ‘had  voices time out of mind’.

It  is  clear from all this that those  who  promoted the  radical or democratic cause in  the 1640s,  most particularly  the Levellers,  did not enter  untilled ground.  There  are  also three  points  of  particular  interest.  First, the  Commons, or at  least an  influential part  of  it,  was not unduly  disturbed  by the  prospect of an enlarged  electorate. Second,  those deemed to be dependent such  as  servants  and almstakers  –  were included on  occasion  in the  franchise long  before the  Civil  War.  Third, that there existed even gentlemen (such as Sir Simonds  D’Ewes) who had an active and unambiguous democratic  spirit.  The latter point is particularly pertinent because the  chief  Leveller,  John Lilburne,  was also of  gentle-birth,  albeit  ”small gentry”, a fact he never ceased to emphasise. Clearly,  democratic  ideas  and feeling were  not foreign  political  bodies suddenly introduced by the Levellers and others in the  1640s.

After ferment of the Civil Wars and their aftermath had quietened, the voices of those who sought a broad franchise (especially the Levellers) faded and the Restoration in 1660 placed the franchise  in aspic until 1832 when the Great Reform Act granted a franchise much narrower than that envisaged in the 1640s, with about one in six adult men being enfranchised. Indeed, the years between the Restoration and  1832 saw a squeezing of franchises as rotten boroughs with minute numbers of electors increased and the populations of the new great urban developments such as Manchester and Birmingham went largely enfranchised. The 1832 Act removed the most glaring examples of rotten boroughs and allocated seats to places such as Manchester).  

In 1867 the Second Reform Act enfranchised around two in five adult men, still well short of that demanded in the 1640s. The third Reform Act of 1884 doubled the electorate. This produced the breadth of franchise wanted by the mainstream democratically inclined advocates in the 1640s. (There were those who would have gone further).  

All 19th century electoral reform was based on property qualifications and women were excluded, although ironically before the 1832 Act women arguably had the right to vote because the gender of voters was not laid down. The 1832 Act altered that by referring to males not persons.  (http://www.historyofwomen.org/suffrage.html). It was not until the 1918 Representation Act that full manhood suffrage at the age of twenty-one was granted and women aged thirty were definitely enfranchised. The final Act of full adult suffrage did not occur until 1928, although the qualification was not reduced to its present age of eighteen until 1969.

The democratic spirit and the English civil war, Commonwealth and Protectorate

Stuart  society  was a world on the  physical,  economic  and  intellectual  move  and waiting to move faster if  the  right  engine  appeared.  The civil wars of the  1640s was  that  machine.

Representative  government  is  one  thing,  democracy  quite  another. That did not come to England in its formal form of  a full adult franchise  until the twentieth century. But  for a  brief  period in the 1640s  a franchise for the  House  of  Commons  broader  than any used  before the  late  nineteenth century was  more than a pipe dream.

The  Civil War and  its republican aftermath, the Commonwealth  and  Protectorate,  changed  English politics utterly.  It brought the end of claims by the English crown to  Divine  Right  and absolute  monarchy.  It  promoted  the political interests  of  the aristocracy and  gentry  as  a class.  It forced those on the Parliamentary side to exercise  power  on their own responsibility.  It created  a  political class  which  saw politics as something  they  could  control rather than merely be part of as an adjunct to the crown.  It raised  the idea that there should be a law superior to  that which even  a  parliament  could  pass.  It began the constitutional process which resulted in cabinet government. It  laid  the  foundations for  the  formation  of  political parties as we know them. In short,  it planted the seeds of  modern representative government.

Into this  new  world  were  cast men whose political philosophies  ranged from acceptance of the divine  right  of kings  to unyielding communists. In the middle were  those, such as Cromwell,  who though socially conservative, realised that  power  and political interest had shifted not  merely from the king to Parliament,  but also in some sense  to an appreciably broader circle of people than before. Such people were  willing to extend the franchise to a  degree,  although still restricting it to those with property for fear that the poor  would  dispossess the haves if they had  the  power  to elect  and that those with no material stake in  the  country would have no sense of responsibility and duty.  

But that was insufficient from many,  especially those  who fought on the Parliamentary side in the wars,  and  something else  occurred  which was to be  even more momentous  in  the long  run. The belief that men  generally  should  only  be  ruled  by  those  they had  themselves  elected became  a serious political idea.

That  the idea should find expression as a serious  political idea in the 1640s was,  of course, partly a consequence  of the disruption of society  by  civil war,  but that was  more an opportunity rather than a reason.  Innumerable civil  wars all over the world  have come and gone without the democratic  spirit  being given rein.  What made the England of the  time  unusual  was  the long-existing ideal of  individual  freedom  which had reached a high degree of sophistication,  including the  notion that free debate,  the sine qua no of  democracy,   was of value in itself. Here are two passages which give  a  taste  of  the  way minds were working in the  1640s.  First,   John Milton writing in the Areogapitica  in the 1640s:

And though  all  the  winds  of  doctrine were let loose upon the earth, so truth be  in the field [and]  we  do injuriously  by  licensing  and prohibiting  to  misdoubt  her strength. Let  her and falsehood  grapple; who  ever knew truth  put  to the worse, in a free and open encounter…

The  second  statement  comes  from  the Leveller Richard Overton’s ‘An  Arrow against all  Tyrants’  (19th  October, 1646).  It contains as  good a refutation of the  power  of authority  without consent over the individual  as  you  will find:

No man  hath  power over  my  rights and liberties, and I  over  no man’s….for by  naturall birth all men  are  equally  and alike  borne  to  like  propriety,  liberty  and  freedom,  and as  we are  delivered of  God by the  hand  of nature into this world, everyone  with  a  naturall, innate  freedom  and  propriety….even  so  are we to  live, every  one equally and alike  to enjoy his birthright  and privilege…. [no  more  of which  may  be alienated] than  is  conducive  to a better  being, more  safety and  freedome….[for]  every  man  by nature being a  King, Priest  and  Prophet in  his  own naturall circuit and compasse, whereof no second may  partake,  but  by deputation,  commission   and  free  consent from  him, whose naturall  right and freedome it is. [An Arrow against alltyrants].

These  were  not  odd voices crying in  the  wilderness.  The democratic spirit was widespread in the 1640s.  By this I  do not  mean  that men were  commonly calling for  full  manhood suffrage, much less the emancipation of women.  Even the most democratically  advanced  of  the  important groups which evolved during the Civil War, the Levellers,  were unclear as to  whether  those who were deemed dependent in the sense  of  not  being  their own masters – servants  and  almstakers –  should be given the vote or, indeed, who counted as a servant or almstaker.

Rather,  there  was a sense that the social order had  been rearranged  by the war,  that men were on some new ground  of equality  and had a right to a public voice.  In  particular, there  was a belief that those who had fought for  Parliament had  won  the right to enfranchisement. There  was  also  a  widespread feeling, which penetrated all social classes, that the  existing  franchises  (which  as  we  have  seen  varied greatly)  were  frequently  too narrow and  that  the  towns,  particularly  those most recently grown to substantial  size, were grossly under-represented.  

Ideas of social and political equality had,  as we have seen,  existed  long  before the Civil War, but never  before  had  large  swathes  of the masses  and the  elite  seen  anything approaching  representative democracy as  practical  politics  under any circumstances. The political and social elite  of  the period after 1640  may have been desperately afraid of  a  general representation of  the English people,  but they  did  not  say it was impossible,  merely feared its  consequences.  They may have loathed the idea of every man his own political  master but  they were forced by circumstances to admit that a  Parliament elected on a  broad franchise  was not a fantasy.

The  Putney  Debates in 1647 provide  a vivid record  of  the political fervour and mentality of the times. Parliamentary and Army leaders including Cromwell and his son-in-law  Henry Ireton, met with  a variety of people on what might broadly be  called  the democratic side.  A substantial part  of  the  debate was taken down in shorthand.  It is a most  intriguing  and exciting document,  despite its incompleteness and some confused  passages.  The sheer range of  political  ideas  it displays  is  impressive.  It shows clearly  that  the  1640s experienced  a  high  degree of  sophistication  amongst  the  politically  interested class and that this class  was  drawn  from  a  broad  swathe  of English  society.  The  ideas  run  discussed  from  the  monarchical  to the  unreservedly  democratic,  epitomised in Col Thomas  Rainsborough’s  famous words: 

…  I think that the poorest he that is in England  hath a life to lead,  as the richest he;  and therefore truly, sir,  I think it’s clear,  that every man that is to live under  a government  ought first  by his own consent to put  himself  under that government; and I do  not  think   that the poorest man in England  is not at all bound in a strict sense to that government  that he has not had  a  voice  to put himself under…  (Col Thomas  Rainsborough  Puritanism and Liberty The Putney debates p 53). 

Democracy, the revolutionary idea

Why was  the  idea  of  every  man  being  an  elector so revolutionary? There was of course  the age-old traditional  fear,  known to the Greeks,  that the masses would dispossess  haves if they had control of who was to hold power.  But  the  matter went  much deeper than that. The enfranchisement of  a   wide  electorate  is  perhaps  the most fundamental political  change a society can undergo. It  forces the elite  to take  note of the masses in a way that no other system does. Even  the  humblest  man  must be considered as a man  in  his  own right, a person with a vote and needs and wishes. Those needs and  wishes  may  be heeded  and  met  to  varying  degrees  according  to  the  success an elite has  in  subverting  the  representative  process through such tricks as  international  treaties  and the  development  of  disciplined political  parties,  but what the  majority needs and wants  cannot as a  matter  of course  be ignored completely when each man has  a  vote.

A  form  of male-only  democracy existed in  the  ancient world, but it was never inclusive  because  the citizens were only a part of the population of a Greek civis  and the large numbers  of  unfree men and free  men who were  not  citizens were excluded.  The Roman Republic  had enjoyed in  varying  degrees  at  various  times  democratic  expression through  plebeian  institutions  such  as  the  concilium  plebis  and  offices such as that  of tribune. But that was a class  based representation which arose to oppose the Patrician class, not  a  self-conscious representation of individual men.

Received wisdom it may be  now, the idea that every man  (but not  woman  then) should have an active voice  in  choosing  those  who  would  represent and govern them  was  to  most  people,  poor and rich,  a truly novel and disturbing concept  in the middle of the 17th  century.

The Levellers: the first English radicals

Radical has a special meaning in English political history. It describes those whose instincts were democratic although they did not espouse the idea of a full male adult  suffrage let alone a suffrage which included women until very late in their existence. But what they all had was a desire to see political power taken from the few and given to many more.  Their means of doing this was not to overthrow Parliament but to make it responsive to the interests and needs of the general population, something which was to be achieved by devices such as broadening the franchise, ending rotten boroughs, annual parliaments. As for the monarchy, this might be allowed or not, but if it was to continue the powers of the crown had be emasculated.  With few exception such as Gerrard Winstanley and his Diggers,  they were not  socialists or egalitarian in a general sense.  The sort of people who became radicals were typically men with some material independence and education such as tradesmen and  those educated at non-conformist colleges. Constitutional reform – in which they had a naive trust as a panacea for all the ills they wished to mend –  was what they sought, not social revolution. 

The English radical emerged in the struggle between Charles I and Parliament. The  group  which gave the strongest voice  and  effect  to the new radical  was the Levellers. They  were  a  disparate  and ever  shifting  crew,  drawing  their support primarily from the ranks of the  Parliamentary  armed forces (especially after the New Model Army was  formed  in 1645), small  tradesmen,  journeymen and apprentices. However, they also included those from higher social classes,  their most famous leader, John Lilburne,  being the child  of minor gentry.

What the Levellers were most certainly not, were the thorough going democrats and proto-socialists portrayed by the likes of Tony Benn and Bill Bragg.  Rather they were men who would have fitted much more comfortably into the ideological sleeve of Margaret Thatcher than that of social democracy.

Their opponents attempted to portray the Levellers  as social revolutionaries  who  would take the property  of  the  rich,  most  particularly  their land, and give it  to  the  poor.   Hence the epithet of Leveller which  originated as a term  of  abuse. But the Levellers consistently  denied that they had  any such programme and were staunch defenders of the right to  property. They  might  best  be  characterised  as  radical  democrats with a very strong libertarian streak.  Indeed,  so  far  were they  from being proto-communists that they had an almost sacramental belief in the  individual’s right  to personal property. 

Intellectually, they  started  from  the  view  that  all Englishmen  had a birthright  which  entitled them to have  a  say  in who should govern them,  although  at  times they  accepted  that  the  birthright  might  be  breached  through  dependence on a  master  or  by  receiving alms. More  importantly,  their  ideology  contained  the germ  of  the idea  of a social contract between the people and  those  who held power,  an idea which was to come to dominate  English  political  thinking  for the next century or so  through  the  philosophy of Thomas  Hobbes and John Locke.  

The  Levellers were,  with one or two  exceptions  such  as Richard  Overton,  who was a deist at best and an atheist  at worst, or John Wildman,  who was a libertine  and  chancer,  religious.  But their belief had a strong vein of rationalism in  it. They  saw God not as  the often  cantankerous  and domineering supernatural being  of traditional  Christianity, but as  a  rational intelligence who entered every man  and  allowed  him to see what was naturally just  and  reasonable.  For  the Levellers,  it seemed a natural right –  a  rational  right –  for a man to have a say in who should hold power and  what they should do with the power.

The  Levellers  were happy to use  historical props  such  as  Magna  Carta  and the legend  of Norman  oppression  when  it  suited them, but their  rationality led them to  question how  men were governed  from first principles. One of the Leveller  leaders  Richard  Overton  actually called  Magna  Carta  a  ”beggarly thing” and went on to comment:

 Ye [Parliament]  were chosen to work our deliverance, and to estate us  in natural and just liberty,  agreeable  to  reason  and common equity, for whatever  our  forefathers  were, we are the men of the present age, and ought to  be  absolutely  free  from all  kinds  of  exorbitancies,  molestations  or arbitrary power. (A Remonstrance. Tracts  on  Liberty in the Puritan Revolution)

More balanced was his fellow Leveller William Walwyn:

Magna  Carta (you must observe)  is but a part  of  the people’s  rights  and liberties,  being no more but  what with  much striving and fighting,  was wrested from  the  paws of those kings ,  who by force had  conquered  the nation, changed the laws and by strong hand held them in  bondage.  (England’s Lamentable Slaverie,  Tracts  on  Liberty in the Puritan Revolution.)

To call the Levellers  a political party in the modern  sense  would  be misleading.  Yet they were the closest thing to  it  both  then  and, arguably,  for  several  centuries.  Their tactics and  organisation were  modern  –  the use of  pamphletering  and  newspapers, the ability  to get  large  number of supporters onto the streets (especially in  London)  at  the drop of a hat,  the creation of  local  associations.  Much of  this  was  the  work of  Lilburne, a  man of  preternatural  obstinacy,  courage  and general  unreasonableness. It  says much for the  restraint  of  the  English  elite of the day and  respect for the law that he  was not killed out of hand. It is difficult to imagine such  behaviour being  tolerated  anywhere  in  Europe in the  seventeenth century.

Lilburne by every account of  him was a most difficult man – it was said that his nature was so  combative that he would  seek  a  quarrel with himself  if  he were  alone  –  ‘Jack  would fight with John’.  Yet this man, who  came  from  a  very  modest  gentry background, remained alive  despite challenging the authority of first the king and  then   during and after the civil war, Parliament,  Cromwell and the   Commonwealth.  He  thus carried on  this  mortally  dangerous   behaviour for almost a generation.  To the end of his life in   1657, he was thought dangerous enough to imprison.

Lilburne  first came to notice for  seditious speeches  and writings in the 1630s. For that he was whipped from the Fleet  to  the Palace Yard where he was stood in the stocks.  Whilst  in the stocks,  he removed copies of the pamphlets which  had  caused  his  punishment  and threw them to  the  crowd.  That  little  episode  will  give a good  idea  of  the  Lilburne’s  general  mentality.  He was an extreme example one  of  those  necessary  unreasonable men without whom nothing  great  gets   done. 

From the time of his flogging onwards,  Lilburne’s career was one of studied defiance of authority. He was one of the  most  potent  pamphleteers England has ever seen.  For more than  a decade, he produced a flood of writings guaranteed to inflame  virtually anyone in public authority in the land. He  faced  down  judges  in  the most powerful courts in  the  land.  He  controlled  the  London  mob  consummately.  He  treated  the  greatest men in the land as equals. In any other place on the  planet at that time,  he would have been dead meat before his  career as an agitator began.  But not in England. He might be   flogged.  He  might  be  put  in  the  stocks.  He  might  be   imprisoned.  He might be tried twice for his life.  But  what   17th  century  England would not do was  unreservedly  murder him.

The Levellers  developed  an increasingly sophisticated political programme in a series of documents known  as  The  Agreements of the People.  These Agreements dealt extensively  with political representation and structure. They were also  very  successful in creating a  sense of  historic  grievance  and  an enemy.  They did this by portraying 1640s England  as   having declined from a golden age of freedom to an  oppressed  land and  people under the heel of the  Normans  and  their  French successors.

The Levellers  time was brief. They were a serious  political force for,  at most,  the years 1646 to 1649  and  that  is  probably  being a mite too generous.  They failed utterly  in  the  end,  not least because they were unable to carry  the  army,  especially the junior officers,  with them. But they  were  important  both  for  giving voice  to  the  ideas  and  creating  many of the practices on which modern  politics  is  founded.

England and the rejection of violence

Why was England so different from other countries in its political, social and economic  development?  How was it that only in England did parliamentary government evolve and the one and only bootstrapped industrial revolution arise?  Perhaps much of the  answer  lies  in the fact that the English, in comparison with any other large nation, have long been wonderfully  adept  in dealing  with the central  problem  of human  life –  how  to live together  peaceably.  A  Canadian  academic, Elliott Leyton,  has  made  a study of English  murder through  the centuries in his book Men of Blood. Leyton finds that the rate of English  (as  opposed  to  British murder) is phenomenally  low  for a country of her size  and industrial development,  both now  and for centuries past.  This strikes Elliott  as  so singular that he said  in  a recent interview “The English  have  an antipathy to murder  which borders  on eccentricity; it is one  of the great  cultural oddities of the modern age.” (Sunday Telegraph  4 12 1994).

 This  restraint  extends to warfare and social disorder. That is not to say England has been  without violence,  but rather that  at any point in her history the level of  violence  was  substantially lower than in any other comparable society. For example,  the  English Civil War  in the  17th  Century  was, apart from the odd inhumane blemish,  startlingly free of the gross  violence common on the continent of  the  time  during the 30 Years War,  where the sacking and pillage of towns and cities  was  the norm. A particularly notable thing,  for civil wars are notorious for their brutality. 

The  way  that  England  responded  to the  Reformation  is instructive. She  did not suffer the savage  wars of religion which  traumatised  the  continent  and  brought  human calamities  such as the  St Bartholomew Day’s  Massacre  in  France  in 1572,  when thousands of French  protestants  were   massacred at the instigation of the French king. 

It  was not that the English did not care deeply about  their  religion,  rather that they have been, when left to their own  devices,  generally loth to fight their  fellow  countrymen  over  anything.  English  civil  wars  have  always  been essentially  political affairs  in which the ordinary  person has little say, for the struggles  were either dynastic or  a clash  between Parliamentary  ambition and  the  monarch.  Even the  persecution of  the  Lollards  in  the late fourteenth  and fifteenth centuries and the persecution  of Protestants  under Mary I had a highly political aspect.  The former  was a vastly disturbing challenge to the  established social  order  with men being told,  in so many  words,  that   they could find their own way to salvation and the latter  an  attempt  to  re-establish not merely  the Catholic  order  in  England,  which had been overturned since the time  of  Henry  VIII’s  breach  with Rome,  but also what amounted to  a  new  royal dynasty with Mary’s marriage to Philip of Spain.

Even the prohibitions on Catholics and non-Conformists  after the  Reformation had a fundamental political basis  to  them, namely, they were predicated on the question of whether  such people be trusted to give their first loyalty to the crown.

The treatment of foreigners

Compared with  other  peoples,  the  English  have been noticeably restrained  in their treatment of other  peoples residing  within their country.  A few massacres of  Jews  occurred before their expulsion from England in 1290,  but from that  time  there has not  been  great slaughter of a minority living within  England. Since  1290  there  have been occasional outbreaks of anti-foreigner violence. During the Peasants’  Revolt  London-based Flemings  were  murdered.  In later times an anti-Spanish “No Popery”  mob was  frequently  got up in London and he influx of Jews and Huguenots in  the 17th and 18th centuries caused riots,  one so serious in 1753 that  it  caused the repeal of a law naturalising  Jews  and Huguenots.  But  these riots did not result in great  numbers of dead, let alone in systematic genocidal  persecutions of any  particular group.  Most notably,  the English  fonts  of authority,  whether  the crown, church  or  parliament,  have   not incited let alone ordered the persecution of a particular  racial or ethnic group since the expulsion of the Jews.  They  have persecuted Christian groups, but that was a matter  of  religion  not  ethnicity, the  Christians  persecuted  being  English  in the main. The only discrimination  the  English  elite  have formally sanctioned against an ethnic group for  more than half a millennium was the inclusion of Jews within  the  general  prohibitions passed in the half century  or  so after  the Restoration in 1660 which banned  those  who  were  not members  of the Church of England from holding  a  crown  appointment such as an MP or election to public offices  such  as that of MP.

This comparative  lack of  violence  can plausibly be seen as the ground for England’s maintenance and unique development of a Parliament and  the development of the rule of law a  consequence  of England’s political  arrangements. From that sprung the gradual erosion of monarchical authority. Put those three developments together and there is arguably the ground upon which first a great commercial edeifice was built followed by industrialisation.  

But even if that is the immediate cause of English development it does not explain why  the English become  exceptionally peaceable within their own territory.  One could argue that being an island helped, not least because England has not been subject to a forced foreign conquest  from the continent  for the better part of a millennium. However,  England has suffered a good deal of inter-nation warfare within the British Isles, especially with Scotland. She has also fought many a campaign around the world, both as England and later under the banner of Great Britain. It is not that the English are or have been naturally timid.  

Perhaps the fundamental answer to English peaceableness  lies in the fact  that the English enjoyed a level  of  racial and cultural  homogeneity  from very early on.  Long  before  the English kingdom existed Bede wrote of the English as a single people.  The  English have never killed one another  in  any great  quantity  simply  because one part of  the population  thought  another  part was in some way not English.  That is the best possible starting point  for  the establishment of a coherent community. 

The  favoured  liberal  view of England is  that  it  is  the mongrel nation par excellence.  In fact,  this is the  exact opposite of the truth.  The general facts of immigration into England are these. The English and England were of  course created  by  the  immigration of Germanic  peoples.  The British  monk, Gildas,  writing  in  the  sixth  century, attributed  the  bulk  of  the  Saxon  settlement  to the practice  of  British leaders employing  Saxons  to protect   the Britons from Barbarian attacks after Rome withdrew around   410  A.D.  The English monk Bede (who was born in  A.D.  673)   attributed  the origins of the English to the Angles,  Saxons   and  Jutes who came to England in the century  following  the   withdrawal  of  the  Romans at the  request of  British  war leaders.

Archaeological  evidence suggests that  substantial  Germanic settlement in England had a longer history and  dated  from  the  Roman  centuries, perhaps from as early  as  the  third  century.  What is certain is that in her formative  centuries  following  the  exit  of  Rome, the  various invaders  and  settlers  were drawn from peoples with much in  common.

They  were  the  same  physical type, there  was  a  considerable similarity of general culture, their languages  flowed from a common linguistic well. When the Norsemen came they too brought a Teutonic  mentality and origin. Even the Normans were Vikings at one remove who, if  frenchified,  were not  physically  different  from  the English  nor  one imagines utterly without  vestiges  of  the  Norse mentality.  Moreover, the number of Normans who settled  in England immediately after the Conquest was small, perhaps as few as 5000.

After  the Conquest,  the only significant  immigration  into England for many centuries were the Jews.  They were expelled  from England in 1290. There was then no really large  scale  and  sudden immigration from outside the British Isles  until  the flight of the Huguenots after the revocation of the Edict  of Nantes (which granted limited toleration to the  Huguenots within France) in 1684 by Louis X1V.

There was other immigration in the period 1066-1650, but it was  small and highly selective. Craftsmen of  talent  were  encouraged particularly in the Tudor period. Italian families  with  trading and banking expertise (such as it was in  those days) appeared  after the expulsion of  the  Jews.  Foreign  merchants  were  permitted,  but for much of  the  period  on sufferance  and  subject  to  restrictions  such  as forced  residence within specially designated  foreign quarters. 

The  upshot of all this is that for six centuries  after the Conquest  England was an unusually homogeneous country,  both racially  and culturally. This is reflected in the  absence since  the  Norman Conquest of  any serious regional separatist  movement within the  heart of English  territory. There  has been meaningful resistance  at  the periphery  – Cornwall,  the Welsh marches and the  far north,  but  even that  has  been  effectively dead since the sixteenth century. Englishmen have fought but not to create separate nations.

The unusual restraint of the English  is also shown in their dealings with foreigners  abroad. England did not routinely go in for sack and pillage as was common on the continent and occasional massacres  often occurred in special circumstances,  for example,  Cromwell’s in Ireland happened in   aftermath of a  massacre of Protestants in Ulster in 1641 and the fear that Ireland would be used as a springboard for a Royalist invasion of England.

Nowhere was the restraint seen more emphatically than in the Empire. If  a people were forced to become part of an empire, the British Empire was indubitably the one to join. There were of course outrages committed in the Empire’s name,  but there was no general policy of  cruelty and, for the final century of the Empire’s existence, official British policy towards the colonies was that the interests of the natives should come first.  

If  the  theory that a homogeneous population long occupying a territory without suffering foreign conquest results in greater social restraint  is correct,  this may have  a profound implication.  Assuming that personality is substantially innate, natural selection will act upon the type of personality which is best suited to the environment. It could be that the native English are, on average,  genetically better suited to live in a society in which politics are decided by peaceful transfer of power and business and personal disputes are mediated through the law.   On top of any genetic propensity is added the culture of restraint which has developed from the genetic propensity over the centuries.

Should it be true that the English have a unique genetic national shape and  a culture which uniquely plays to that genetic national shape, then mass immigration will weaken both by introducing both different genetic types an competing cultures.

English liberty and the weakness of state power

There  were  two  great  sources  of  general  authority in  mediaeval  England.  The Church was  one,  the  other  was  the  Crown.  The mediaeval English man and woman had no great regard for either. This robust contempt for authority and the inability of either  priest or king to exercise enough power to quell it allowed the English to develop a mentality which was not customarily subordinate.

The English who  people the  pages  of Langland and  Chaucer show  a  mediaeval England where commoners  would  not  as a matter of  course  willingly  touch their forelock or  allow their lives  to  be circumscribed by those with social status. Later,  Shakespeare’s lowlifes and the characters in Ben  Johnson’s  Bartholomew Fair  often  show a rumbustious lack of deference  for  their social betters. It is improbable in the  extreme  that  the  worlds depicted by these authors  would  not  have  reflected  the  societies in which they lived. Traits  were  exaggerated for dramatic effect doubtless,  but the  cultural  story  they told was fundamentally rooted in the  England  in  which they wrote. 

Langland’s Piers Ploughman is especially interesting  because the  work begins  with  a  catalogue of  the  people  who inhabited  the  world he knew (Prologue – The plain  full  of people).  Here are the worldly and the devout,  the high  and the  low.  The cleric and the noble  jostle  with  minstrels, tramps, beggars,  merchants,  tradesmen, and  the  honest  ploughman who  tills  “the  soil  for  the  common good”.   Langland’s clerics are often corrupt,  the nobles capricious,  the merchants avaricious, the workmen  shoddy and cheating in  their  work,  the beggars dishonest and the minstrels  bawdy,  but  they  are  balanced  by  honest  men  in  their  various  callings. In other words, it is a world not so different in  terms of human personality to that we inhabit.

Before the Reformation the English were renowned throughout  Europe  for their anticlericism – a good  example  of  this attitude  was the response to Sudbury’s  warning  to  Wat  Tyler’s  rebels  that  England would  be  put  under  an  interdict  by  the Pope if he was harmed. This was  met  by hearty  laughter followed  by the grisly  dispatch  of  the unfortunate  cleric soon afterwards,  whose head  did  not  part  from his shoulders  until a goodly number of blows  had  been struck. 

The contempt in which many of the servants of the Church were held can be seen in both John Wycliffe’s complaints against clerical abuse in the latter half of the 14th century and in Geoffrey Chaucer’s Canterbury Tales and William Langland’s Piers  Plowman, both written  in the same century in  which the  Peasants’  Revolt took place. Both works  are full  of jibes  at fat illiterate priests and cheating  pardoners  who  peddled absolution from sins with their indulgences sold  for money.  

Wycliffe’s doctrine  contained the fundamental ideas  which were  later realised internationally in the  Reformation.  He questioned  the reality of transubstantiation  (the  Catholic belief that the  bread  and wine  at Communion turn literally into  the  body  and blood  of  Christ), he attacked  the authority  of  the pope, he  railed against the  abuses  of  simony and indulgences. He advocated a bible  in  English  and either he or his followers, the Lollards,  produced a complete  translation  before  the end  of  the fourteenth century.

Implicit  within  Wycliffe’s  thought was  the democratic spirit,  because  it is a short intellectual step  from the  belief  that  each man could be his  own mediator with  God to  the idea  that he should have a say in his earthly  life.  The Reformation and the dissolution of the monasteries both promoted this individualist mentality in matters both sacred and profane and weakened the power of the Church as a source of authority in competition with the monarchy.

If the English were derisive of  their priests, they were, as the Peasants Revolt showed, even less enamoured of the Crown with its tax collectors  and the widespread existence of serfdom. But in truth the hand  of the mediaeval  state as embodied by the monarch was  remarkably light by  modern  standards,  especially  so  during  the century  long  struggle of  the houses  of  Lancaster and York and partly  because  mediaeval kingship  was of necessity  very limited in what it could  do administratively  because of a  lack of funds,  the power  of the  peerage,  primitive  technology, poor  communications, administrative  naivety  and  a radically  different view  of what  government and society should be – apart  from  looking after  his own privileges and estates, kings were expected to defend the land,  put down rebellions,  provide legal redress through the royal courts, maintain the position of the church and  lead in war against other  rulers. And that was  about it.  

But  there was also a further check on the  monarch.  Perhaps the  most  important practical  adjunct  of  this  desire  for  freedom,  has  been that  the  English  long  hated  and mistrusted  the  idea of a standing army as the  creature  of tyrants.  The  English were eventually content  to  have  the strongest  navy  in the  world because it could not  be  used against them, but  a substantial  army  was not accepted as reasonable until the  experiences of the  Great War accustomed  men to  the  idea. Soldiers  were held in contempt before then.  “Gone  for  a soldier” was  little better  than “taken for  a  thief”. The  needs of  Empire produced more ambivalence into  the  English view of soldiers  as Kipling’s poem “Tommy” shows:  “Oh, it’s  Tommy this an’  Tommy that, and chuck him out the brute! But  it’s ‘Saviour of ‘is country’  when the guns begin to shoot.” But the old resentment, fear  and  contempt remained  until  the  stark democracy of experience in the trenches during the Great  War  tempered the English mind to tolerance of the soldier.

Because  of  a lack of a large standing army,  English  kings were ever dependent on the will of others,  be it  their  nobles,  parliament or the gentry.  Even the most practically tyrannical  of English kings,  Henry VIII, was most careful to use Parliament to sanction his acts. 

The  consequences  of  this  weakness  was  that power  was localised.  Incredible  as it may see  today,  the  practical governance  of  day-to-day  life  in England until  well into the  nineteenth  century  lay  largely  in  the  hands of private gentlemen  occupying the post of JP,  whose  powers were much greater than they  are  today.  Indeed, the central state  impinged  very  little  on the  ordinary  Englishman  before 1914.  George Bowling, the hero of George Orwell’s “Coming  up for air” reflecting on  how  the arms  of the state  touched an honest citizen before  the  Great War  could think only of the registration  of  births,  deaths and  marriages and the General Post Office.

By  keeping the king dependent upon the will of  others,  the English ensured that a despot  such as Louis  X1V could not  arise in  England and in so  doing  underwrote their general liberties. Without that, it  is  improbable  that parliamentary government (as  opposed  to  a  parliament) would have arisen.  England would  almost certainly have been  involved in many debilitating wars  for  the aggrandisement of  the  king. In those circumstances it is  unlikely  that England as a modern state would have arisen. 

The inability of English monarchs to create  an absolute monarchy on the lines of Louis XIX’s France is a reflection of the independent spirit of the English and their natural instinct for liberty.

English liberty and the Black Death

The  Peasant’s  Revolt  has to set in  the  context  of the dramatic social changes wrought by the plague. When the Black Death  came  to  England in 1349  it was  a  source  of  both immediate  misery  and  future  opportunity for  those  who  survived. Estimates  of the numbers who died range  from  a quarter  to a half of the population, but whatever the true  proportion  it  had  the  most  dramatic  effect on the  organisation  of  society. The immediate  result  was a  widespread  transfer of property and consolidation of  wealth  as the  lucky survivors inherited. This consolidation aided  people a long way down the social scale, for a man inheriting   no more than a couple of  oxen  and a plough was considerably  better off than a man with none. 

Most  importantly,  the country went from being one  with  an oversupply  of labour – England prior to the Black Death  was probably as well populated as it was in any time before  1700 – to  a country where labour was  scarce. Landowners  were  suddenly  faced with a new economic  world.  They  had either  lost  many of their  workers  through death or were faced  with  serfs  who  were no longer  obedient  and  frequently

absconded, often  lured  to  work  as  free  men  by  other landowners, or  drawn  to the  anonymity  of  the  towns.  Landowners had to employ  free men who demanded  what  were  considered extortionate wages. The Statute of Labourers  of  1351  was a forlorn attempt to  keep things as they had  been  before  the Black Death by restricting wages but, like  all  attempts to buck fundamental economic forces, it failed.  

It is probably not overly sanguine to see English society  in the  late medieval period after the Black Death as  a  golden age for the common man. Not only was labour scarce and land plentiful,  but the great enclosure movement was still in the future  and a very large proportion of the  population  were, to a large extent,  their own masters as they worked  their land.  Even  where labour services were still performed, they were  not crushing,  being commonly 40 days work in  a  year.   Moreover,  agricultural  work  is  seasonal,  especially  the  arable, and  for substantial parts of the year there is  relatively little to do on a farm.

Beyond agriculture, many people had a large  degree  of control  over  their daily lives.  This was the  time  before industrialisation, before the wage-slave and  the  factory. Skilled  craftsmen  were often their own masters, and  even those who worked for a master will have  organised their  own time  because  they worked from their  homes. Indeed,  most   English  men and women today almost certainly have  far  less  control  of their time than the average mediaeval  inhabitant  of England.

The beginnings of England’s political success

If  England’s  unique political success lies in the  general tenor of  her  society, the institutions  through which it was achieved were cultivated  from the thirteenth  century onwards.  The  start  of the  long climb towards representative government  and the neutering of monarchy  may reasonably be  set in the reign of John.  In  1215  he  was  forced  by many  of his barons  to sign a charter which granted rights to  all  the  free men of the kingdom. This  charter,  the Magna Carta, was  of  immense  significance  because it formally  restricted the  power  of  the king in an unprecedented  way. The pope of  the  day  thought it  such an  abomination  he  granted John absolution for its repudiation. Perhaps for the first  time  since the end of the classical  world,  a king  had  been  forced  to acknowledge  unequivocally that there could be  legal  limits to his power. 

Long regarded as a revolutionary document by historians,  the fashion amongst  them in recent times has been  to treat  the  charter as little more than as an attempt  to preserve  and enhance  the  position of the barons or to  restate  existing English  law and custom. Of course it did that but  it  did much more.  Had it done nothing beyond  circumscribing  the  power  of the king it would have been revolutionary,  but  it went  far beyond that by explicitly extending rights that  we  consider  fundamental  to  a free society to  all  free  men. Perhaps its  two most famous  clauses  show  its importance in the development of the future sharing of political power:

Clause  39 No free  man  shall be  seized  or imprisoned,  or  stripped of  his  rights  or possessions, or  outlawed  or exiled  or  deprived of the standing  in any other way ,  nor  will  we  proceed with force against  him or send others  to do so, except  by  judgement  of his equals or by  the  law of the land.

Clause  40  To no one will we sell,  to no  one  will  we deny or delay right or justice.

Until  the  security of a man and his property  are  secured, there can be no sustained spreading of power,  for if a  king may  imprison  and dispossess  at will no man  is  safe.  All merely  live at the will of the monarch.  By providing  both, Magna  Carta  created  the necessary  legal  and  ideological  infrastructure for the  political development which culminated in parliamentary government.  

Perhaps the  most intriguing clause of Magna Carta was  the one,  clause 61,  which gave a committee of 25  Barons  legal authority  and practical power  over the  king.  It  is  long  clause but worth quoting in full:

Clause 61. Since,  moreover,  for God and the amendment  of  our  kingdom and for the  better  allaying  of  the  discord  that has arisen between  us  and our  barons  we  have granted all these things aforesaid, wishing them to  enjoy  the use of them unimpaired and unshaken for  ever, we  give and  grant  them  the  underwritten  security,  namely, that the barons  shall choose  any  twenty-five  barons  of  the kingdom  they wish, who must  with  all  their might observe,  hold and cause to be observed,  the  peace and liberties which we have granted and confirmed  to them by this  present charter of ours,  so that if we,  or our justiciar, or our bailiffs  or any  one  of  our    servants  offend  in any  way  against any one or  transgress any  of  the articles of the  peace  or  the  security and  the offence be notified to  four  of  the  aforesaid  twenty-five barons,  those four  barons  shall  come  to us, or to our justiciar if we are out  of  the  kingdom, and,  laying the transgression before us,  shall  petition  us  to  have that transgression corrected  without  delay.  And  if  we do not  correct  the  transgression,  or if we are out of the kingdom,  if  our  justiciar  does  not  correct  it, within  forty  days,   reckoning  from  the time  it  was brought to our  notice  or  to  that  of our justiciar  if  we were  out  of  the    kingdom, the  aforesaid four barons shall  refer that  case  to  the rest of the twenty-five  barons  and  those  twenty-five barons  together  with  the  Community of the  whole land  shall  distrain  and distress us  in  every   way  they  can,  namely,  by  seizing  castles,  lands,  possessions,  and in such other ways as they can,  saving  our  person and  the  persons  of  our  queen  and  our  children, until, in  their  opinion, amends have been  made; and when amends have been made,  they shall obey us  as they did before. And let anyone in the  country  who  wishes  to do so  take an oath to obey the orders of  the  said  twenty-five  barons  for the execution of  all  the  aforesaid  matters,  and with them to distress us as much  as he can, and we publicly and freely give anyone leave   to take the oath who wishes to  take it and we will never  prohibit  anyone from  taking it.  Indeed, all those in  the  land who are  unwilling  of themselves and of  their   own accord to take an oath to the  twenty-five barons  to  help  them to distrain and distress us, we  will make   them  take the  oath  as aforesaid  at  our  command.   And  if  any  of  the twenty-five  barons dies or  leaves  the  country  or is in any  other way  prevented from   carrying  out the things  aforesaid, the remainder of  the  aforesaid  twenty-five barons shall choose  as  they  think fit another one  in  his place, and he shall take  the oath like the rest.  In  all matters  the execution   of  which is  committed  to  these twenty-five  barons, if  it should happen that these twenty-five are present yet disagree among themselves about anything,  or if some of  those summoned will  not  or  cannot be  present, that  shall be  held  as  fixed  and  established which the  majority of those  present  ordained  or  commanded, exactly  as if all the twenty-five had consented  to  it; and  the  said  twenty-five shall swear  that  they  will faithfully  observe all the things aforesaid and will  do  all they can to get them observed. And we will  procure  nothing  from anyone,  either  personally or through  any  one else,  whereby any of these concessions and liberties  might be revoked or  diminished;  and if any such thing be procured let it be void  and null, and we will never use it either personally or through  another, And we have fully  remitted  and  pardoned  to  everyone  all the ill-will,  anger and rancour that have arisen between  us and our men,  clergy  and laity, from  the  time of the quarrel. Furthermore,  we  have  fully remitted to all, clergy  and laity, and as far as pertains to  us have  completely  forgiven  all  trespasses occasioned by the  same  quarrel between Easter in the sixteenth year of our reign  and the restoration of  peace. And, besides, we  have caused to be made for  them  letten  testimonial patent of the lord Stephen archbishop of  Canterbury, the  lord Henry archbishop of Dublin and of the aforementioned bishops.

The extreme nature of the concessions the king made – he gave  permission for his subjects to act  with force to remedy  any  Royal failure to observe the  charter – is a graphic  example  of  the inherent weakness of the mediaeval monarch.  King  he  might  be,  but  not a tyrant because he  did  not  have  the  resources to dominate utterly.

This  committee was never actually  formed,  but  the  clause has  great  interest.  Once such a  council  of  nobles  to restrict the  behaviour  of  the  king is accepted as reasonable and possible,  it  is not such a great leap to the idea of a  larger  assembly  which  might do  the same. That  idea  was realised  before the century was out  in  a Parliament.

Magna  Carta  is  not as is commonly said  the  first  formal restriction on the powers of a monarch.  The coronation oaths of  mediaeval kings regularly contained promises  to  observe the laws and customary freedoms of England,  but there was no means of enforcing the oaths other than rebellion.  There was  even  a previous  occasion  when  Ethelred  was  forced  to  agree to  formal  restrictions on his powers in  1014,  but that  had no practical effect because of his  death  and  the  Danish  conquest  in 1016. Magna Carta unlike  coronation  oaths  was both  specific enough to usefully form  the  basis   of law and in 1215 England did not  fall under  foreign rule.   Instead,  in modified form, it  quickly became part of  the   statute  books which developed in the  thirteenth  century.  More  importantly it acquired a  mythological  quality which lasts to  this  day. Every important  English  rebellion  and  political  movement  from  1215 until the  Chartists  in  the  1840s  has  cited Magna  Carta  in  their  defence and derived their programme from it. The  Levellers  in the 1640s  made  constantly cited it. It was a benchmark  which  allowed  the  powers  of the king to be progressively  whittled away.  Never again could  an  English king convincingly claim that  such  restrictions  on the prerogative were unthinkable or unprecedented.

England: the mother of modern politics

I was tempted to entitle this essay “England – the mother of modern democracy” because  the political structures of any state which calls itself democratic today owe their general shape to the English example. In addition, many modern dictatorships have considered it expedient to maintain the form of representative democracy without the content.

But democracy is a slippery word and what we call by that name is very far removed from what the Greeks knew as democracy. The Greeks would probably have described our system as oligarchy – rule by the few. Many modern academics would agree, for they tend to describe representative government as elective oligarchy, a system by which the electorate is permitted to select between competing parts of the political elite every few years, but which has little other direct say in how they are governed.  It is also true that England developed her political system not on the basis of democracy but on notions of who needed to be represented and by criteria such as property qualifications.

If democracy today is a debatable concept, the very widespread modern institution of elected representative government is an objective fact. Elected representative government is an institution of the first importance, for it is a truism that the more power is shared the less abusive the holders of the power will be. Imperfect as it may often be as a reflector of the will and interests of the masses, representative government is still by far the most efficient means of controlling the naturally abusive tendencies of elites and of advancing the interests of the ordinary man or woman, by imposing limits on what those with power may do, either through legal restraints in the form of constitutional law which is superior to that of the legislature, or through fear of losing office in an election. Indeed, no system of government other  than elected representative government manages that even in principle as they all fail to place meaningful restraints on an elite.

Whether democratic or not in the Greek sense, representative government is undoubtedly the only reliable and non-violent means by which the democratic will may gain at least some purchase on the behaviour of an elite. Yet however much utility it has an organising political idea, the fact that we have representative government today is something of a fluke for if  it had  not developed in England we should probably not have it all. In the non-European world nothing of its nature ever developed before the Western model was imported and in Europe the many nascent parliaments of the later Middle Ages either never went beyond the  embryonic form of assemblies which offered advice to and petitioned monarchs or were crushed or simply ignored by autocratic rulers,  for example the Estates-General of France were not called between 1614 and 1789.  By contrast, England has  had continuous parliamentary development for the better part of eight centuries.

The  distinction of the English parliament is not that it  is  the oldest such assembly in the  world (although it is one of  the  oldest),  nor that it was  unusual at its inception  for parliaments  were widespread in mediaeval Europe. The English parliament’s uniqueness lies in the fact that from the first it served roughly the area covered by England today  – no other mediaeval parliament corresponded to the territory of any national state existing today –  its longevity  and the nature of its development. No  other  parliament in a country of any size was meaningfully maintained by  regular  meeting through seven  or  eight  centuries, its only competitors for endurance  being the tiny Icelandic  assembly and the federal arrangements of the Swiss.  Most importantly, before  England  created  such an  institution to  act  as  a model,  no  other parliament in the world developed  into  an fully fledged executive – practising what we know today as cabinet government – as well as a legislature.

The  English  parliament  made a very gradual  progression to the  place  we know today. It  began  as an  advising and  petitioning  body in the 13th century  and  before the end of the  14th  century had come  to exercise  considerable  power  over  any taxation which was considered over and  above the king’s  normal  and  rightful  dues, such  as  the  excise. 

Gradually, this power  transmuted into what was effectively  veto  over  most taxation.  Parliament  also added the  power to propose  and pass  laws subject to their acceptance by the  monarch.  These  developments  meant  that executive  power  gradually  drained  from the King. From  this came cabinet government as the monarch was more and more forced to take  the advice of his ministers and by the end of the  18th century  the  struggle  between  Crown  and  Parliament for  supremacy had been emphatically decided.

As the  Parliament  gained  power, the  Lords gradually diminished in importance and  the Commons became by the  latter half of the 18th century, if not before, the  dominant House, although its power of obstructing Commons Bills other than money Bills lasted till 1911.   The  final  act in the play  was  a  century long extension of the  franchise culminating  in  a government dominated  by  an  assembly elected under full adult  suffrage from 1928 onwards.

By  1600 Parliament  had become important  enough  to  the governing  of  the country  for  Guy Fawkes and  his fellow plotters to think it necessary  to  blow up Parliament rather  than  simply killing the king and his  ministers. In  any  other  major  European  country of the time, the  idea of  destroying  Parliamentary  representatives  rather than  just  the  monarch and his more powerful friends would have  seemed rather odd,  either because a parliament did not exist or was  considered of little account because  European monarchs had by then  been  generally very successful in abolishing  or  curtailing  the  powers  of  mediaeval assemblies  and  preventing  their  political development.

A corrupted Parliament

Parliament,  although growing in power and ambition,  was suffering the ills of any ancient institution.  There  were accretions  of privilege and it had failed to keep pace  with the  changing  times. In 1600 it  neither  represented  the country  as  it was not  satisfied the  growing wish  of  its members,  especially the elected ones, to have a greater  say in the  management  of  England, or at least to restrict the power of the monarch considerably.   This dissatisfaction eventually escalated into the  English Civil War, an event which forced the Parliamentary side to assume  sole executive power  whilst continuing to govern through Parliament. This created the blueprint for Parliament to move from being a legislature to a legislature with an executive within it which was responsible to Parliament.  (The Civil War also gave birth to a short-lived but  powerful  proto-democratic movement  given the derogatory name of Levellers by their enemies.  Had the Levellers  succeeded – and for a couple of years they loomed large in  Parliamentary thoughts because of their wide support amongst the Roundhead Army – England might have had a Parliament far more representative than that  elected after the Great Reform Act of 1832.  But they failed and after   Cromwell’s  establishment  of  the  Protectorate,  democratic ideas  did not gain  serious political currency in  England for  more  than  a  century. )

The Restoration in 1660 did not result in serious legal  abridgements of  the  power  of the monarch, but  Charles  II  was  in practice  much  restricted  by  a  Parliament  unwilling to adequately open  the purse strings for a monarch  who,   ironically,  was expected to do more and more as the formal power of the state grew.  It was in this period that political parties in the modern sense have their beginnings, with the names of Tory and Whig emerging from their origins as derogatory epithets to become the names of the two parties who were to dominate English and from 1707 politics until the latter half of the 19th century.     

The “Glorious  Revolution” of  1689 produced a true constitutional sea-change.  From then on the English  monarch ascended  the throne only with the acceptance  of  Parliament and  the  Bill of Rights (1690) placed  restrictions  on  the monarch.  Amongst  the  long list of things  the  king  was forbidden to do were:

Dispense with and suspend of laws,  and the execution  of  laws, without consent of  parliament.

Levy money for and to the use of the crown,  by  pretence of prerogative,  for another time,  and in other  manner, than the  same was granted by parliament.

To raise and keep a standing army within England  in time of peace,  without consent of parliament,  and quartering soldiers contrary to 4.

To  violate the freedom  of election of members to  serve in parliament.

To  demand excessive  bail of  persons  committed  in criminal  cases,  “to elude the benefit of the laws  made for the  liberty of the subjects.”

To impose  excessive  fines and  illegal  and cruel  punishments.

The abuses of power by the crown listed in the Bill of Rights  are  described  as being ” utterly and directly  contrary  to  the  known  laws and statutes, and freedom  of  this  realm.”   That old reliance on the law and the traditional freedoms  of  the Englishman.

From 1689  began the century long decline of the monarchy  as an executive power.  Cabinet government  gradually emerged in the course of  the 18th century and although George III attempted to revive the executive power of the monarch, the American War of Independence  and the loss of the American colonies sealed the subordination  of  the monarchy to Parliament.

Americans  forged  a  new version  of  the  English  political  model,  with  a  formal separation  of powers and a written constitution to  restrict what governments and legislatures might do. For King, Lords and Commons, read President, Senate and   House of Representatives; for the English Bill of Rights of 1690 read the US constitution.   The novelties, compared to England, was the removal of the executive from the legislature,  the creation of constitutional law which was superior to ordinary law and a Supreme Court whose purpose was to ensure that the actions of President and Congress were compatible with the constitution.  

The received academic opinion on the  American constitutional settlement is that it was primarily the offspring of John Locke’s political philosophy. In fact, it had at least as much  affinity  with the  ideas  of the Levellers. There is no direct intellectual link,  but the most important popular propagandist on the American side, the Englishman  Tom Paine,  shared much of his ideology with  the  Levellers. The  Constitution is a balancing act between Locke  and Paine, granting  a large degree of popular  involvement  in politics,  whilst  tempering  it with  restrictions  such  as  electoral  colleges and granting through the Bill  of  Rights  (which was inspired by the English Bill of Rights of  1690) constitutional  protections  for the individual  against  the  state.

If the American  Revolution  owed its  shape  and inspiration  to England, the French Revolution was inspired by both English constitutional development and the  America revolutionary example. Most political  revolutions  resulting in  an  attempt at representative  government,  have been  touched,  consciously or not, by the legacy of the American and French revolutions. 

England through control of the British Empire, ensured that the Westminster  model of government was  transplanted  with widely differing success,  to approximately  a quarter of the   world’s population,  when the empire dissolved in the  twenty years after 1945. 

The astonishing  upshot of the English example,  the American and French Revolutions and the British Empire, is that  the political structures of most modern states are broadly  based on  the English constitution of King, Lords  and Commons, the  overwhelming majority having  a  head of state  plus two assemblies.  In addition,  the widespread practice of a  written  constitution derives from the example of the  United  States,  which of course drew its form and inspiration from   English  settlements in North America, English history  and  political practices. These political structures  apply as  readily to  dictatorships as they do to liberal democracies. 

Of course, the  balance  of  power between the  head of state and the  assemblies varies widely and there is  much difference between Parliamentary and Presidential government, but  they all  have  their ultimate origin in the example  of the English system of representative government.

One last thing.  Look around the world.  How many countries can be  said  even  today to have  accepted elected representative  government  and  the rule of law as  a  banal fact of life, the norm of their society?  Britain,  the  USA, Australia, Canada, New Zealand  certainly,  Switzerland and Scandinavia  possibly.  But where else?  Not France which  as  recently  as  1958 overthrew the  Fourth  Republic. Not Germany which embraced Hitler  nor Italy  the  land  of Mussollini.  Not  Spain  so  recently loosed from Franco.  As for the rest of the world, that tells a sorry tale of  elites who  generally have  such  a  lack  of respect  for the individual and a  contempt  for the masses that the  idea  of shared power  with and for the people  is simply  alien  to them.

The  fact  that the only really  stable examples  of  elected representative  government  in countries of any size  are  in  those countries  which  have their  origins  in English colonisation  strongly suggests that  it was no accident that it was in England that the institution evolved. There  must be something highly unusual about English society for it both to  develop in a manner so different from any other  country and to export this rare and valuable  difference to those  colonies which were firmly rooted in English manners and customs.

English liberty and the Peasants’ Revolt

Nothing  demonstrates the Englishman’s  long held lack of deference  and desire to be his own man better than the Peasants’  Revolt in 1381. General resentment  of  privilege  and  particular  hostility  to  the imposition  of  a  tax  (the  Poll Tax) considered  to  be both unreasonable  and illegitimate,  was given  unambiguous  voice.  For  a brief period the  fog  of  obscurity which  ordinarily  covers  the  masses  in  the mediaeval world  clears. A remarkable  scene meets the  eye for we find not a cowed and servile people but a robust  cast of  rebels  who far from showing respect  for  their  betters display  a  mixture of contempt and hatred for everyone  in  authority bar the boy-king Richard II.

Perhaps  most surprising to the modern reader is the  extreme  social radicalism of their demands which might,  without  too  much exaggeration,  be described as a demand for  a classless society.  The  Revolt may have had its origins in  the  hated Poll  Tax  but it soon developed into a series  of  general political demands. One  of  the  revolt’s  leaders, the  hedge-priest John Ball, reputedly preached “  Things cannot go  right in England  and never will until goods are held  in common  and there are no more villeins and gentlefolk but  we are  all  one  and  the  same”, and the  anonymous  and  revolutionary  couplet “When Adam delved and Eve span/who was then  the gentleman?”  was in men’s mouths.  The  mediaeval chronicler Jean Froissart  has Ball preaching:

Are we not descended from the same parents, Adam and Eve? And  what can they sow or what reason can they give why they  should be more masters than ourselves?  They  are  clothed  in velvet and rich stuffs ornamented in  ermine and  other  furs while  we  are  forced  to  wear  poor  clothing.  They have wines and fine bread while  we  have  only rye and refuse of straw and when we drink it must be water. They have handsome manors…while we must have the wind  and rain in our labours in the field and it  is  by  our  labours that  they…support their  pomp.  We  are called slaves  and if we do perform  our services  we are beaten and  we  have  no  sovereign to  whom  we  can complain…let  us go to the King  and remonstrate  with him; he is young  and from him we may obtain a favourable answer,  and if not we must seek to amend our  conditions ourselves. (Simon Schama  A History of Britain p 248)

Whether  or not these  words  bore any resemblance to  Ball’s actual words,  whether or not  they were black propaganda (on behalf  of  the  elite)  by Froissart  to  show  the  dangers society  faced  from  the  Revolt,  we  may  note  that the sentiments are  compatible with the demands  made by  the rebels in 1381.

When  the Kentish men  led by Wat Tyler,  an Essex man, met the  14-year-old king Richard at Mile End  on 14  June,  they demanded  an  end to serfdom and a flat rent of  4  pence  an acre.  The  king  granted the plea.  When the  king  met  the  rebels  a second time Tyler shook the king’s hand and  called him  “brother”. Tyler demanded a new Magna  Carta  for  the common people which would have  ended serfdom,  pardoned  all outlaws, liquidated all church property  and declared  that all men below the king were equal,  in effect abolishing  the peerage and gentry. Richard, much to the rebels’  surprise, accepted  the  demands,  although  cunningly  qualifying  the acceptance  “saving  only the regality of the crown”.  A  few minutes later Tyler  was  mortally wounded, supposedly after he had attempted to attack a young esquire in the royal  party who had  called him a thief. His death signalled  the beginning of  the end of the  revolt for without  Tyler  the Revolt  lost direction and  those who  remained  willing  to resist were pacified in the next few weeks.

During the Revolt the rebels  did not  run riot, but acted in a controlled  manner, attacking  the  property of tax collectors, other  important  royal servants and  any property belonging to the king’s uncle,  John of Gaunt. Any identifiable Exchequer document was ripe for destruction.  

The revolt  began in  Essex when  the commissioners attempting  to  collect  the Poll Tax were  surrounded  by  a  hostile  crowd  on 30 May 1381.  Physical threats  were  made  against  one  of the commissioners,  and  the  commissioners retreated  from the immediate task  of attempting to  collect the tax.  This  brought in the Chief Justice  of the  Court of Common Pleas to restore order. He was captured by an  even larger  crowd  and made to  swear on oath that  no  further  attempt  would  be made to collect the  tax  the  area. The  names of informers  who  had provided  names to the commissioners was discovered and the culprits beheaded.

The spirit of rebellion soon spread. By 2 June a  crowd  in the village of Bocking  had sworn  that they would “have  no law  in England except only as  they themselves moved  to  be  ordained.” 

The rebellion  had infected Kent by the end of the first week in June.  By the time Wat Tyler,  an Essex man by birth,  had  been elected to lead the Kentish  men  the demand was for the heads  of the king’s uncle John of Gaunt,  the Archbishop  of Canterbury Simon Sudbury and the Treasurer Sir Robert  Hales. After Tyler’s first meeting with Richard,  Sudbury and  Hales were  captured and beheaded by the rebels. No deference  or want of ambition there.

The  extent  to  which the Revolt frightened  the  crown  and nobility can be seen in the violence of Richard’s words  when he addressed  another group of rebels at Walthamstow on  22 June,  by  which  time the danger was felt  to  have  largely passed:

You wretches,  detestable on land and sea ;  you who seek equality  with  lords  are unworthy to  live.  Give  this message to your colleagues.  Rustics you were and rustics you are still:  you will remain in bondage  not as before  but incomparably  harsher. For as long as we live we will  strive  to  suppress you ,  and your misery  will  be  an example  in  the eyes of posterity .  How ever,  we  will spare your lives if you remain faithful. Choose now which you want to follow .  (Simon Schama  A History of Britain p 254 )